Winter Conference Update

TD Ameritrade Link 2017 National Conference

Conference Dates: February 1-3, San Diego, CA

Please come and see David Robertson and Frank Taylor at our kiosk in Veo Village at the TD Ameritrade Link national conference in San Diego, CA.

We’ll be demonstrating everything new at AssetBook at the kiosk.

T3 (Technology Tools for Today) Conference

Conference Dates: February 14-17, Orange County, CA

Later this month, Rob Major and Jimmy Wilkes will be manning the AssetBook booth at the T3 conference in Orange County, CA.

If you are attending the show, please come by our booth in the exhibit hall.

Rob Major will also be speaking about identity fraud on Friday, February 17th at 8:40 am.  Please join him for his presentation, “The $100,000 lesson learned”.

AssetBook is YOUR Partner in Regulatory Audits

When the regulators come knocking, will you have the tools necessary to efficiently meet the specific requests that they require?


When you experience the pressure associated with a regulatory audit, you’ll quickly understand the value in having a partner like AssetBook.  We help you produce the incredibly specific reports and lists they require, with minimal interruption to your business. Partnering with AssetBook will give you peace of mind because you’ll be ready when they come knocking.

Our custom approach to audit support streamlines the process because we’re able to produce these custom requests timely and efficiently, such as:

  • Trade Blotters for all investment types for any date range
  • AUM reports by household, account, or portfolio for any date range
  • Global performance reporting by household, account, portfolio or class for any date range including quarterly, monthly or daily intervals
  • Global management fee billing support including detailed breakdown of fee calculation for your entire client base
  • Security and trading analysis reports including 13F reporting requirements

AssetBook has more than 15 years experience in supporting advisors when the auditors call.


We’ve learned that providing auditors with the exact reports they ask for, no more, no less, drastically speeds up the examination process. Send them happily on their way, satisfied with their findings.

Modestspark Announces January Webinar Series

Here’s what is coming in January:

2-Factor Authentication (2FA) – Release Preview

Audience: Administrators and Advisors
Description: 2-factor auth is coming to Modestspark on January 15th. With security for you and clients always a top priority, 2FA is great feature you should know about. Learn more about the upcoming 1/15/2017 release containing 2FA and how to use these new capabilities.

Wednesday, January 11 @ 08:00am PST

(NEW) Vendor & Contract Management – Product Release

Audience: Administrators, Compliance, Operations, Finance
Description: Modestspark is introducing a brand new product in 2017! With regulatory & compliance becoming increasingly important, having to manage vendors and contracts becomes strategic in understanding & avoiding risk. We’re excited to introduce a new product that helps advisory firms deal with the challenge of managing key relationships and agreements. Join us and learn how Modestspark can assist firms in managing, automating and providing key insights to this needed discipline.

Wednesday, January 18 @ 8:00am PST
Wednesday, January 25 @ 8:00am PST

Document Center – Deep Dive & Best Practices

Audience: Administrators and Advisors
Description: The Document Center is a key feature within Modestspark. With unlimited storage and easy access for you and clients, the Document Center is a vital place to securely store quarterly reports, invoices and other important documents. Learn more about the use of Document Center, tips/tricks to increase adoption and migration of documents into Document Center.

Thursday, January 26 @ 8:00am PST

This announcement is only sent to Administrators registered within Modestspark. If you feel others in your firm would be interested in attending, please forward this email on.

We hope you can attend!